Asset & Wealth Management, Private Wealth Management, Equity Structuring, Wealth Management Professional, Associate - Dallas

YOUR IMPACT

Equity Structuring is currently seeking an Associate to work as a Wealth Management Professional supporting the Single Stock Structuring team with a focus on 10b5-1 Plans and and Restricted Stock.

OUR IMPACT

Wealth Management

Across Wealth Management, Goldman Sachs helps empower clients and customers around the world to reach their financial goals. Our advisor-led wealth management businesses provide financial planning, investment management, banking and comprehensive advice to a wide range of clients, including ultra-high net worth and high net worth individuals, as well as family offices, foundations and endowments, and corporations and their employees. Our consumer business provides digital solutions for customers to better spend, borrow, invest, and save. Across Wealth Management, our growth is driven by a relentless focus on our people, our clients and customers, and leading-edge technology, data and design.

Private Wealth Management (PWM)

Goldman Sachs Private Wealth Management (PWM) specializes in creating comprehensive wealth management plans for high net worth individuals and families, as well as select institutions, including foundations and endowments. PWM Teams work one-on-one with clients to advise and deliver customized strategies drawn from our deep investment experience, diverse wealth management capabilities and global reach. Our Private Wealth Advisors (PWAs) deliver an unparalleled investment platform inclusive of the full product and service offerings of Goldman Sachs and beyond, which may include tax and estate planning, philanthropic planning and private banking and lending services. As client needs evolve, this close relationship allows the team to offer complementary services and new opportunities by leveraging the resources of Goldman Sachs and beyond.

Equity Structuring (EQS)

The Equity Structuring group ("EQS") sits within Private Wealth Management ("PWM") and delivers tailored equity-based solutions to global wealth management and cross-divisional clients through customized structuring and execution services. EQS provides clients with single stock hedging and monetization expertise, as well as thematic investment opportunities across a variety of implementation vehicles such as public equity, listed options, structured notes, and over-the-counter (OTC) derivatives on both an agency and principal basis.

The Single Stock Structuring team sits within the Equity Structuring group. The team works with clients who have concentrated single stock positions to deliver bespoke solutions. Solutions are developed in partnership with the client's team of internal and external advisors in order to fully consider the client's investment objectives, risk tolerance, liquidity needs, tax sensitivity, estate planning, time horizon and available market opportunities. Clients include founders, family offices, public company officers and directors, multi-generational shareholders, and other investors. The team helps clients solidify objectives and navigate complex processes by delivering tailored and dynamic solutions that incorporate insights from the client's broader team and subject matter experts from across Goldman Sachs' divisions. These discussions often occur before and following important corporate events, such as IPOs and M&A events, and culminate in various hedging and monetization transactions via block trades, OTC derivatives, 10b5-1 plans, and other derivative overlay strategies. As part of the Firm's OneGS strategy, the team works directly with various institutional trading desks in Global Banking and Markets to execute these strategies for clients.

A Wealth Management Professional will work to provide operational support to our market-leading 10b5-1 / Restricted Stock team plus help continue the expansion of the platform. A WMP will provide support to SSRM and sales teams across all aspects of the business, from 10b5-1 plan adoption through plan lifecycle events through plan completion, and also support restricted stock trades outside of 10b5-1 plans. The role will involve working closely with other internal teams including sales teams, legal and compliance. Additionally, a WMP may provide support for situations including preparing Rule 144 filings, relaying execution details to external Issuers for required filings, and working with internal operations and external stakeholders for share clean-up and delivery.

HOW YOU WILL FULFILL YOUR POTENTIAL

• Work as part of a global team to support trade execution on the 10b5-1 / Restricted Stock platform
• Provide operational guidance for 10b5-1 account setup, execution of required representation letters, and Form 144 filings for client situations
• Manage the ongoing processing of 10b5-1 / Restricted Stock transactions, including managing plan lifecycle events, and maintaining records, transaction details and revenue information
• Contribute to ongoing platform expansion and technology development through collaboration with business partners, trading and other stakeholders

SKILLS & EXPERIENCE WE'RE LOOKING FOR

• Bachelor's degree required
• Minimum of 3-5 years of financial markets experience
• Process-oriented with ability to think independently and analytically
• Strong attention to detail, time management and organizational skills
• Strong interpersonal and communication skills (written and verbal)
• Motivated team player who takes initiative and has ability to work autonomously
• Strong Microsoft Office skills (Word, Excel, Outlook)
• Knowledge of brokerage industry, capital markets and/or US securities laws
• Previous experience working in and/or with corporate legal, compliance department, or equity-related operational support
• SIE, Series 7 and 63 required (must be obtained within three months of employment)

ABOUT GOLDMAN SACHS

At Goldman Sachs, we commit our people, capital and ideas to help our clients, shareholders and the communities we serve to grow. Founded in 1869, we are a leading global investment banking, securities and investment management firm. Headquartered in New York, we maintain offices around the world.

We believe who you are makes you better at what you do. We're committed to fostering and advancing diversity and inclusion in our own workplace and beyond by ensuring every individual within our firm has a number of opportunities to grow professionally and personally, from our training and development opportunities and firmwide networks to benefits, wellness and personal finance offerings and mindfulness programs. Learn more about our culture, benefits, and people at GS.com/careers.

We're committed to finding reasonable accommodations for candidates with special needs or disabilities during our recruiting process. Learn more: https://www.goldmansachs.com/careers/footer/disability-statement.html

The Goldman Sachs Group, Inc., 2025. All rights reserved.

Goldman Sachs is an equal opportunity employer and does not discriminate on the basis of race, color, religion, sex, national origin, age, veterans status, disability, or any other characteristic protected by applicable law.